Expand Your Tax Practice: Refer Clients for Investment Advisory Services Without Additional Licensing

Are you a California tax professional (CPA, Enrolled Agent, or Tax Attorney) who regularly provides tax and financial guidance to clients—but wishes you could offer more comprehensive wealth management solutions?

Have you watched clients receive poor investment advice from other advisers, wishing you could refer them to better solutions while maintaining the trusted relationship you've built?

There's a better way.

Partner with BluePrint Investments and Tax Planning as an Investment Adviser Solicitor

When you partner with our Registered Investment Adviser (RIA) firm, you can refer your clients for comprehensive investment management and financial planning services—without obtaining additional licenses, joining a broker/dealer, or paying setup costs.

You maintain complete control of your client relationships and guide all decision-making. No more losing clients to outside advisers. No more loss of control. And now, you earn referral income while your clients receive comprehensive financial planning through BluePrint Investments and Tax Planning.

Join us for a complimentary educational webinar designed specifically for California tax professionals:

Tax Professional Partnership Program Webinar

Friday, March 6, 2026 | 12:00 PM Pacific Time

What You'll Learn in This Webinar:

1. What is a Registered Investment Adviser (RIA) and Investment Adviser Representative (IAR)?

Understand the regulatory framework and how the Client Solicitor Arrangement enables tax professionals to refer clients for investment services without Series licenses.

2. How to refer clients for investment advisory services without needing additional licenses

Learn the exact partnership model that allows you to connect your clients with comprehensive financial planning and investment management under our RIA umbrella—the California Client Solicitor Arrangement.

3. Do you need to join a broker/dealer?

Discover why the RIA model eliminates broker/dealer requirements and the advantages this provides for tax professionals.

4. Three partnership options and compensation structures

5. Investment processes, financial planning resources, and technology platform—at no expense to you

See the professional tools, sophisticated planning software, and dedicated asset management team available through our partnership to serve your referred clients.

Who Should Attend This Webinar?

This educational session is specifically designed for:

• California-licensed CPAs (Certified Public Accountants)
• California Enrolled Agents (EAs)
• California Tax Attorneys
• California tax professionals serving high-net-worth clients ($100K+ in investable assets)

Why Partner with BluePrint Investments and Tax Planning?

✅Maintain Client Relationships: You stay in complete control—your clients remain your clients

✅Generate Referral Revenue: Earn compensation for connecting clients to comprehensive financial planning services

✅No Licensing Required (Options 1 & 2): No Series 65, Series 7, or broker/dealer affiliation needed when you partner as a solicitor

Note: Option 3 (acting as an Investment Advisor Representative) requires Series 65 examination or qualifying professional designation (CFA, CFP, PFS, ChFC, CPA/PFS) and includes additional regulatory obligations

✅Zero Setup Costs: Access professional investment management and planning tools at no expense to you

✅Comprehensive Support: Dedicated Investment Advisor Representatives and advanced planning specialists to serve your referred clients

✅Integrated Service Delivery: Seamlessly combine your tax planning expertise with investment and financial planning for holistic client solutions

Webinar Details

📅Date: Friday, March 6, 2026

🕐Time: 12:00 PM - 1:00 PM Pacific Time

💻Format: Live online webinar

💬Q&A: Live question and answer session included

💵Cost: Complimentary (Free)

📚Continuing Education: Not applicable (informational webinar only)

How to Register

Space is limited to ensure an interactive, high-quality experience. Register above to secure your spot.

After registration, we'll email you the login details for the live webinar. We'll also send reminder emails 24 hours and 1 hour before the event.

Can't attend live? Register anyway and we will invite you to the next webinar.

Questions Before the Webinar?

Contact BluePrint Investments and Tax Planning:

🌐Website: www.blueprintinvestmentsandtax.com

📧Email: amber@investmentsandtax.com

💼LinkedIn: https://www.linkedin.com/company/blueprint-asset-management/

About BluePrint Investments and Tax Planning

BluePrint Investments and Tax Planning is a Registered Investment Adviser (RIA) specializing in partnerships with tax professionals. We provide comprehensive investment management, advanced financial planning, and dedicated support—enabling CPAs, EAs, and tax attorneys to expand their service offerings through compliant Client Solicitor Arrangements.

Our Investment Advisor Representatives work directly with your referred clients, while you maintain your primary tax advisory relationship and receive ongoing referral compensation. Our mission is to help tax professionals deliver integrated wealth management solutions to their clients without the burden of licensing, compliance overhead, or startup costs.

Important Compliance Disclosure

Educational Purpose: This webinar is for informational and educational purposes only and does not constitute an offer or solicitation to purchase or sell securities or advisory services.

Investment Advisory Services: Investment advisory services offered through BluePrint Investments and Tax Planning, a Registered Investment Adviser. Registration as an investment adviser does not imply a certain level of skill or training.

Performance and Risk: Past performance does not guarantee future results. All investment strategies involve risk of loss, including loss of principal.

Client Solicitor Arrangements: Tax professionals acting as Investment Adviser Solicitors under this program must comply with SEC Rule 206(4)-3 (Marketing Rule) and California state regulations. This includes:

• Execution of a written solicitor agreement with BluePrint Investments and Tax Planning
• Providing Form ADV Part 2A and solicitor disclosure documents to referred clients
• Obtaining signed client acknowledgment of the solicitor relationship
• Potential registration with the California Department of Financial Protection and Innovation

Solicitors refer clients to BluePrint's Investment Advisor Representatives but do not themselves provide investment advice unless separately licensed.

No Guarantee of Partnership: Attendance at this webinar does not guarantee acceptance into a partnership arrangement with BluePrint Investments and Tax Planning. All potential solicitor relationships are subject to due diligence, compliance review, and execution of required regulatory agreements.

Investment Advisor Representative Option: Tax professionals choosing Option 3 (acting as an Investment Advisor Representative under our RIA) must pass the Series 65 examination or hold a qualifying professional designation (CFA, CFP, PFS, ChFC, CPA/PFS) and will be subject to additional regulatory obligations including continuing education, compliance oversight, and fiduciary standards.

Client Compensation Disclosure: Solicitor compensation is paid by BluePrint Investments and Tax Planning and does not increase the fees paid by referred clients. All fee arrangements are disclosed in writing to clients prior to engagement.

© 2026 BluePrint Investments and Tax Planning. All rights reserved.